Financial Crime CDD Analyst / Houston

Financial Crime CDD Anlayst

Responsibilities:

• Complete risk assessments of new counterparties in line with counterparty due diligence policies and procedures.
• Develop an understanding of the Trading & Supply compliance systems and controls including a working knowledge of the Financial Crime policy and procedures.
• Analyze documentation, assess the risks of new counterparties, and complete a risk assessment and recommendation to start business with the company.
• Complete reviews at different levels of due diligence depending on the risk profile- Simplified, basic, standard and enhanced. Risk assessments to include analysis of findings, identification of any red flags, and mitigation.
• Liaise with Counterparty Onboarding Focal Points to obtain required company information/documentation.
• Analyze substantial amounts of data including transactional data. Verify evidence obtained and identify red flags and other areas of concern.
• Prepare documentation to support discussion with Senior Management on counterparties with significant financial crime risks and/or High-Risk PEP relationships.
• Ensure compliance with policies and procedures, including handling of customer data to comply with GDPR.
• Articulate due diligence requirements and the onboarding process to stakeholders at all levels of the organization.
• Escalate issues that require further investigation.
• Prioritize workload with shifting demands and priorities in a fast-paced commercial environment.
• Work to tight deadlines and often under pressure.
• Be an active and effective member of the Financial Crime team.

How to Apply